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Definition

The capital stack is the ordered list of everyone whose money is in a deal and who gets paid back first: senior debt at the bottom, then any secondary debt, then preferred equity, then common equity on top. Position in the stack is position in line during trouble. Higher positions earn more because they are paid last, and every development conversation eventually becomes a conversation about this order.

How it is ordered
How it is ordered

Total project capital=Senior debt + Secondary debt + Preferred equity + Common equity

Senior debt
The first-position loan, repaid before every layer above it.
Secondary debt
Mezzanine or seller financing, behind the senior loan.
Preferred equity
Equity with a stated return, paid before common equity.
Common equity
The sponsor's and the partners' capital, repaid last.
How to read it
How to read it
  • An order of repayment, not just a list of money. Position decides who absorbs the first loss.
  • Blind to the quality of the deal. A good position in a bad project still loses, only later than the others.
  • The promised return rises up the stack because it is payment for being paid last, not for being smarter.
  • When a partner comes in, where they sit matters more than the return they were quoted.
An example
An example

The same nine-unit project, $2.2M to build, funded in three layers.

Senior construction loan, 65%$1,430,000
Preferred equity$330,000
Common equity$440,000
Total project capital$2,200,000

If the project finishes $400,000 short, the common equity is gone before the preferred loses a single dollar.

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